NFA or CFTC Disciplined Firms

Included in this section are links to the regulation authorities that monitor and regulate forex brokers/firms.  Here you can search for disciplined firm's and a firms license status.  For purposes of this requirement, a disciplined firm is defined very narrowly to include those firms that meet the following three criteria:

1. The firm has been formally charged by either the CFTC or NFA with deceptive telemarketing practices or promotional material;

2. Those charges have been resolved; and

3. The firm has been permanently barred from the industry as a result of those charges.

To view the disciplined brokers list please visit:

NFA  

CFTC

Other Regulating Authories:

CySEC

MiFiD

BaFin

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