NFA or CFTC Disciplined Firms
Included in this section are links to the regulation authorities that monitor and regulate forex brokers/firms. Here you can search for disciplined firm's and a firms license status. For purposes of this requirement, a disciplined firm is defined very narrowly to include those firms that meet the following three criteria:
1. The firm has been formally charged by either the CFTC or NFA with deceptive telemarketing practices or promotional material;
2. Those charges have been resolved; and
3. The firm has been permanently barred from the industry as a result of those charges.
To view the disciplined brokers list please visit:
Other Regulating Authories:
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